Core Responsibility
Track regulatory obligations
Record requirements, owners and review dates so the compliance function can plan and monitor its work across each review cycle.
Chief Compliance Officer
Connect obligations, evidence and compliance action
Risk Llama helps Chief Compliance Officers manage obligations, assessments, evidence and actions in one system, providing a structured record for monitoring, assurance and leadership reporting.
Compliance Priorities
Keep obligations, evidence and remediation ready for review
Chief Compliance Officers need consistent monitoring across requirements, controls and evidence. They also need a clear record of incomplete work, accountable owners and assessment results.
Core Responsibility
Collect supporting evidence
Keep documents and survey responses with the assessment or obligation they are intended to support during compliance review.
Core Responsibility
Review assessment results
Examine check outcomes and exceptions with enough supporting context to determine and document the appropriate compliance response carefully.
Core Responsibility
Direct remediation work
Assign follow-up to accountable owners and keep unresolved actions visible during scheduled leadership, compliance and assurance review meetings.
Compliance Oversight
See compliance status before reporting deadlines arrive
Compliance oversight depends on clear obligations, current assessments and accessible evidence. Risk Llama links these records so teams can review incomplete work and direct follow-up.
Practical Outcomes
Obligation Status
Keep obligations, owners and review dates visible for routine compliance monitoring.
Linked Evidence
Attach supporting material to assessments and relevant compliance records for review.
Assessment View
Review completed, partial and failed checks with supporting evidence and context.
Action Ownership
Make accountable owners and outstanding compliance work easier to review.
Risk Llama Capabilities
Manage compliance records, evidence and assessment results
Risk Llama supports obligation records, configurable assessments, evidence collection and reporting. Teams retain responsibility for interpreting requirements and deciding the response throughout each review cycle.
Obligation Management
Maintain obligations with owners and review dates
Create compliance records with accountable owners, workflow status and supporting context. Related records keep requirements connected to the controls and actions used to address them.
- Record obligations, owners and review dates in one place.
- Link requirements to relevant controls and supporting records.
- Use workflow status to organise compliance follow-up and review.
Evidence Collection
Connect assessment results to supporting evidence
Use configurable assessment catalogues, uploaded files and survey responses to structure assurance work. Reviewers can examine relevant evidence directly alongside each assessment result and exception.
- Apply assessment checks defined for the relevant compliance review.
- Keep uploaded files and survey evidence with each check.
- Review passed, partial and failed results with supporting context.
Monitoring And Reporting
Present compliance status with underlying records available
Use dashboards, assessment views and register exports to support leadership and assurance discussions. Detailed records remain available when reviewers need to examine an exception or process.
- Review assessment status and incomplete work through dashboards.
- Export the compliance register for authorised reporting workflows.
- Use AI-assisted document analysis as input to human review.
For Compliance Leaders
Build a clearer compliance monitoring record
See how Risk Llama connects obligations, assessments, evidence and action while keeping compliance judgement with the responsible team across the organisation.